Chung, Wai Chun (SFC:ARU112) 鍾煒晋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-11-13 | Rep | Dealing in securities | 2019-11-13 | Rep | Advising on securities | 2021-03-04 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-30 | 2015-08-06 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-10-30 | 2015-08-06 | Rep | Leveraged foreign exchange trading | 2012-03-23 | 2015-08-06 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2019-09-04 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2019-09-04 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2019-09-04 |
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