Ho, Kar Yee (SFC:AEE181) 何嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-25 | |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-25 | |
3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Automated trading services | 2003-07-17 | Rep | Advising on securities | 2003-07-21 | Rep | Dealing in securities | 2003-07-21 |
4 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Automated trading services | 2003-07-17 | Rep | Advising on securities | 2003-07-21 | Rep | Dealing in securities | 2003-07-21 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-31 | 2021-03-15 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-31 | 2021-03-15 |
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