Ho, Kwok Wai (SFC:ATL880) 何國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-07-28 | 2010-06-19 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-28 | 2010-06-19 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2013-06-13 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-27 | 2013-06-13 | Rep | Leveraged foreign exchange trading | 2011-01-20 | 2013-06-13 |
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