Ho, Ping Kwan 何秉鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-09-01 | 2018-04-13 |
2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2017-09-01 | 2018-04-13 |
3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-09-01 | 2018-04-13 | Rep | Dealing in securities | 2017-09-01 | 2018-04-13 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-20 | 2015-03-06 |
5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2011-11-07 | 2015-03-06 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-20 | 2015-03-06 | Rep | Leveraged foreign exchange trading | 2005-12-13 | 2015-03-06 |
7 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-23 | 2021-07-30 |
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