Kwan, Kwok Wah (SFC:AAF937) 關國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-07-08 | Rep | Asset management | 2003-07-08 | Rep | Dealing in futures contracts | 2003-07-08 |
| 2 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-07-08 | Rep | Advising on securities | 2003-07-08 | Rep | Asset management | 2003-07-08 | Rep | Dealing in securities | 2003-07-08 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-03 | 2021-03-10 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2021-03-10 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-03-31 | |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-03-31 |
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