Kwong, Chin Fung 鄺展鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-23 | 2022-07-01 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-11-23 | 2022-07-01 | Rep | Dealing in securities | 2021-11-23 | 2022-07-01 |
3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2022-08-03 | Rep | Dealing in futures contracts | 2022-08-03 | Rep | Dealing in securities | 2022-08-03 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-07 | 2015-02-07 | Rep | Dealing in futures contracts | 2015-05-11 | 2020-01-17 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-07 | 2015-02-07 | Rep | Leveraged foreign exchange trading | 2013-10-29 | 2015-02-07 | Rep | Leveraged foreign exchange trading | 2015-05-11 | 2020-01-23 | Rep | Dealing in securities | 2015-05-11 | 2020-08-28 |
6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-27 | 2015-04-10 |
7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2015-02-27 | 2015-04-10 |
8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-27 | 2015-04-10 |
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