Kwong, Pui Chuen 鄺霈銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-12 | Rep | Advising on futures contracts | 2018-08-01 |
2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2018-07-12 | |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-12 | Rep | Advising on securities | 2018-08-01 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-07 | 2018-06-11 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-07 | 2018-06-11 | Rep | Leveraged foreign exchange trading | 2012-08-30 | 2018-06-11 |
6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-20 | 2018-06-11 |
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