Lai, Chi Kin (SFC:ABR456) 黎志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in futures contracts | 2013-04-12 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in securities | 2013-04-12 | Rep | Leveraged foreign exchange trading | 2004-06-09 | 2013-04-12 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2013-04-18 | 2016-08-22 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2013-04-18 | 2016-08-22 |
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