Lai, Ting Yu 黎定如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-06-02 | 2017-08-26 | Rep | Dealing in securities | 2015-06-02 | 2017-08-26 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-08 | 2014-10-31 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2011-11-09 | 2014-10-31 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-06-08 | 2014-10-31 | Rep | Leveraged foreign exchange trading | 2012-02-28 | 2014-10-31 |
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