Lam, Chi Yuen (SFC:ASQ011) 林志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-03-26 | 2009-03-31 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-04-09 | 2021-03-10 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-17 | 2021-03-10 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2021-04-16 | |
| 5 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-16 |
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