Lau, Chester Cheuk Lam 劉卓林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-02-21 | 2008-10-10 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 2009-02-11 | 2016-10-31 | Bright Point International Futures Limited | RO | 2017-07-21 | 2019-06-04 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | 2020-02-14 | 2020-09-01 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 2020-09-01 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-21 | 2008-10-10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2009-02-11 | 2016-10-31 | Bright Point International Securities Limited | RO | 2017-07-21 | 2019-06-04 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 2020-02-14 | 2020-09-01 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2020-09-01 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2012-03-22 | 2016-03-09 |
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