Lau, Ho To 劉浩濤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Asia Cornerstone Asset Management Company Limited Rep Asset management 2017-03-13 2017-03-31
RO Asset management 2017-03-31 2018-10-24
2 Cheng Chuang Fund Management Limited RO Advising on securities 2019-11-08
RO Asset management 2019-11-08
3 GUOTAI JUNAN ASSETS (ASIA) LIMITED Rep Asset management 2008-01-18 2008-11-14
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2011-02-18 2014-11-17
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2011-02-01 2014-11-17
Rep Leveraged foreign exchange trading 2011-08-18 2014-11-17
6 IBTS ASIA (HK) LIMITED Rep Dealing in securities 2009-11-02 2011-01-15
7 Sky Wealth Asset Management Company Limited RO Advising on securities 2018-11-29 2019-11-01
RO Asset management 2018-11-29 2019-11-01
8 SUPREME CHINA SECURITIES LIMITED Rep Dealing in securities 2014-11-19 2017-02-17
9 Waterland Securities (HK) Company Limited Rep Dealing in securities 2009-09-08 2009-10-27

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