Lau, Ho To 劉浩濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Asia Cornerstone Asset Management Company Limited | Rep | Asset management | 2017-03-13 | 2017-03-31 | RO | Asset management | 2017-03-31 | 2018-10-24 |
2 | Cheng Chuang Fund Management Limited | RO | Advising on securities | 2019-11-08 | RO | Asset management | 2019-11-08 |
3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2008-01-18 | 2008-11-14 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-18 | 2014-11-17 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-01 | 2014-11-17 | Rep | Leveraged foreign exchange trading | 2011-08-18 | 2014-11-17 |
6 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2009-11-02 | 2011-01-15 |
7 | Sky Wealth Asset Management Company Limited | RO | Advising on securities | 2018-11-29 | 2019-11-01 | RO | Asset management | 2018-11-29 | 2019-11-01 |
8 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-19 | 2017-02-17 |
9 | Waterland Securities (HK) Company Limited | Rep | Dealing in securities | 2009-09-08 | 2009-10-27 |
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