Lau, Ping Yau 劉炳有
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-05-04 | 2017-11-11 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-04 | 2017-11-11 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-16 | 2017-04-13 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-17 | Rep | Advising on securities | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Automated trading services | 2003-07-17 | Rep | Dealing in securities | 2003-07-21 | Rep | Dealing in securities | 2004-11-18 | 2017-04-13 |
| 5 | INTERARCH ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2019-10-21 | 2023-03-31 |
| 6 | SDHG International Securities Limited | Rep | Dealing in securities | 2017-12-18 | 2019-07-12 |
| 7 | Sinostar Asset Management Limited | RO | Asset management | 2023-06-19 | 2023-12-20 | RO | Advising on securities | 2023-06-19 | 2023-12-21 |
| 8 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2003-07-21 | 2004-10-29 |
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