Lau, Shu Yan (SFC:AMY735) 劉樹恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-24 | 2021-10-15 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-01-24 | 2021-10-15 | Rep | Leveraged foreign exchange trading | 2011-01-24 | 2019-12-24 | Rep | Advising on securities | 2020-10-23 | 2021-10-15 |
| 3 | Mighty Fountain Capital Limited | RO | Advising on securities | 2021-10-27 | RO | Asset management | 2021-10-27 | RO | Dealing in securities | 2021-10-27 |
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