Lau, Debby Wai Mei 劉惠媚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-02 | 2014-06-07 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-02 | 2014-06-07 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2020-12-31 | RO | Dealing in securities | 2017-02-13 | 2020-12-31 | Rep | Asset management | 2019-01-31 | 2020-12-31 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-01-27 | |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-01-27 | |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-06-11 | 2017-02-12 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-06-11 | 2016-08-19 | RO | Dealing in securities | 2016-08-19 | 2017-02-12 |
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