Law, Ivan Chung Ming 羅頌明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-22 | 2013-08-03 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-09-15 | 2011-08-10 | Rep | Dealing in securities | 2007-06-11 | 2013-08-03 | RO | Leveraged foreign exchange trading | 2011-08-10 | 2013-08-03 |
| 3 | Monex Boom Securities (H.K.) Limited | RO | Dealing in futures contracts | 2018-04-03 | RO | Dealing in securities | 2018-04-03 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-09-30 | RO | Dealing in securities | 2017-02-13 | 2017-09-30 | RO | Leveraged foreign exchange trading | 2017-02-13 | 2017-09-30 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-08-27 | 2017-02-12 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-08-27 | 2013-10-22 | Rep | Dealing in securities | 2013-08-27 | 2016-07-19 | RO | Leveraged foreign exchange trading | 2013-10-22 | 2017-02-12 | RO | Dealing in securities | 2016-07-19 | 2017-02-12 |
| 7 | Win Securities Limited | RO | Dealing in securities | 2018-04-03 |
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