Lee, Louis Cheuk Ming 李焯明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in futures contracts | 2013-06-29 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in securities | 2013-06-29 | Rep | Leveraged foreign exchange trading | 2010-08-24 | 2013-06-29 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-07-16 | 2017-02-12 | Rep | Dealing in securities | 2013-07-16 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
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