Lee, Kai Man (SFC:AOV646) 李啟文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-11 | |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2018-10-11 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-11 | 2018-08-03 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-04-26 | 2018-08-03 | Rep | Leveraged foreign exchange trading | 2012-07-23 | 2018-08-03 |
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