Lee, Lok Ki 李諾奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-02-28 | |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-02-28 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2021-03-10 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-06 | 2021-03-10 | Rep | Leveraged foreign exchange trading | 2009-10-16 | 2019-11-19 |
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