Liu, Chin Ting 廖展霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2018-01-04 | 2018-11-30 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-13 | 2012-06-18 |
3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2011-11-07 | 2012-06-18 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-07-13 | 2012-06-18 | Rep | Leveraged foreign exchange trading | 2008-06-17 | 2012-06-18 |
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