Liu, Wing Tak 廖永德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Automated trading services | 2003-09-22 | Rep | Dealing in futures contracts | 2019-03-06 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Automated trading services | 2003-09-22 | Rep | Dealing in securities | 2019-03-06 | Rep | Leveraged foreign exchange trading | 2004-04-19 | 2007-06-07 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-03-14 | |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-03-14 |
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