Mak, Yan Chik 麥人植
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-28 | 2022-02-07 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2021-05-28 | 2022-02-07 |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-04-19 | 2007-03-31 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-04 | 2021-04-14 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-04 | 2019-10-16 | Rep | Dealing in securities | 2010-05-04 | 2021-04-14 | Rep | Advising on securities | 2011-08-18 | 2021-04-14 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-24 | 2019-01-25 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-04-13 | 2010-04-02 | Rep | Leveraged foreign exchange trading | 2009-03-18 | 2010-04-02 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-13 | 2010-04-02 | Rep | Advising on securities | 2009-03-18 | 2010-04-02 |
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