Mark, Wo Kim 麥和儉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-29 | 2021-03-12 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-06 | 2021-03-12 | Rep | Leveraged foreign exchange trading | 2011-03-11 | 2019-11-19 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-03-15 | |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-03-15 | |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-04-02 | 2006-01-12 |
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