Mo, Chun Wan 武震寰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-08-01 | 2009-10-07 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-01 | 2009-10-07 |
| 3 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-10-20 | 2011-05-03 | Rep | Dealing in securities | 2009-10-20 | 2011-05-03 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2015-04-08 | 2019-05-31 | Rep | Advising on securities | 2015-04-08 | 2019-05-31 | Rep | Asset management | 2015-04-08 | 2019-05-31 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2015-04-08 | 2019-05-31 | Rep | Advising on securities | 2015-04-08 | 2019-05-31 | Rep | Asset management | 2015-04-08 | 2019-05-31 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2015-03-18 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2015-04-08 | 2019-05-31 | Rep | Asset management | 2015-04-08 | 2019-05-31 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2015-03-18 |
| 9 | Oakwise Capital Management Limited | Rep | Advising on securities | 2019-06-18 | 2020-05-07 | Rep | Asset management | 2019-06-18 | 2020-05-07 |
| 10 | SPDB International Securities Limited | Rep | Advising on securities | 2020-06-09 | Rep | Dealing in securities | 2020-07-24 |
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