Ng, Tony Yam Ming 吳欽銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Automated trading services | 2003-10-06 | Rep | Dealing in futures contracts | 2012-03-24 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2012-03-24 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-06-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-27 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-13 | 2022-02-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy