Ngan, Man Wing 顏敏穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-10-23 | 2021-07-09 | Rep | Advising on securities | 2020-10-23 | 2021-07-09 | Rep | Asset management | 2020-10-23 | 2021-07-09 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-21 | 2013-10-15 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-21 | 2016-04-25 | Rep | Leveraged foreign exchange trading | 2006-02-27 | 2013-10-15 | RO | Dealing in securities | 2016-04-25 | 2020-09-01 | Rep | Dealing in securities | 2020-09-01 | 2021-07-09 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-01-21 | 2005-04-14 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-06 | 2005-04-14 |
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