Pun, Hong Hai 潘康海

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-09-29
Arta Corporate Advisory Limited RO 2017-12-07 2021-09-06
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-10-06
EMPEROR FUTURES LIMITED RO 2023-01-05
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on securities 2003-10-06
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep 2010-08-16 2011-02-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2011-03-30 2012-05-08
Mason Securities Limited Rep 2012-07-05 2013-10-29
Mason Securities Limited RO 2013-10-29 2015-08-14
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2015-08-25 2015-09-25
Mason Securities Limited RO 2016-07-12 2016-09-30
Arta Global Markets Limited RO 2018-01-16 2021-09-06
EMPEROR SECURITIES LIMITED (HK) Rep 2022-02-28 2022-07-11
EMPEROR SECURITIES LIMITED (HK) RO 2022-07-11
Emperor Wealth Management Limited RO 2023-01-05
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Asset management 2003-10-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-09-29
Arta Global Markets Limited RO 2018-01-16 2021-09-06
Emperor Asset Management Limited Rep 2022-02-28 2022-07-11
Emperor Asset Management Limited RO 2022-07-11
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Automated trading services 2003-10-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2003-09-29
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2009-10-01
WING FUNG FUTURES LIMITED Rep 2009-10-07 2009-12-01
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep 2009-12-22 2011-01-24
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RO 2011-01-24 2011-02-15
HAITONG INTERNATIONAL FUTURES LIMITED Rep 2011-05-16 2012-05-08
Mason Futures Limited (HK) Rep 2012-07-05 2013-04-15
Mason Futures Limited (HK) RO 2013-04-15 2015-08-14
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2015-08-25 2015-09-25
Mason Futures Limited (HK) RO 2016-07-12 2016-09-30
Arta Global Futures Limited Rep 2016-10-20 2016-11-29
Arta Global Futures Limited RO 2016-11-29 2021-09-06
EMPEROR FUTURES LIMITED Rep 2022-02-28 2022-07-11
EMPEROR FUTURES LIMITED RO 2022-07-11
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2009-10-01
WING FUNG SECURITIES LIMITED Rep 2009-10-07 2009-12-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep 2009-12-22 2010-10-27
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RO 2010-10-27 2011-02-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2011-03-30 2012-05-08
Mason Securities Limited Rep 2012-07-05 2013-04-15
Mason Securities Limited RO 2013-04-15 2015-08-14
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2015-08-25 2015-09-25
Mason Securities Limited RO 2016-07-12 2016-09-30
THOMAS GLOBAL FINANCIAL SERVICES LIMITED RO 2016-08-25 2016-09-30
Arta Global Markets Limited Rep 2016-10-20 2016-11-29
Arta Global Markets Limited RO 2016-11-29 2021-09-06
EMPEROR SECURITIES LIMITED (HK) Rep 2022-02-28 2022-07-11
EMPEROR SECURITIES LIMITED (HK) RO 2022-07-11
Emperor Wealth Management Limited RO 2023-01-05
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2004-07-28 2009-10-01
WING FUNG FOREX LIMITED Rep 2009-10-07 2009-12-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2012-02-27 2012-05-08

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