Shaw, Allan (SFC:AGI956) 蕭海洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-07-18 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2009-07-18 |
| 3 | CITIC Futures International Company Limited | RO | Dealing in futures contracts | 2015-08-31 | 2018-02-02 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-18 | 2004-06-02 | Rep | Dealing in futures contracts | 2009-08-06 | 2013-07-04 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-14 | 2004-06-02 | Rep | Leveraged foreign exchange trading | 2009-08-06 | 2013-02-21 | Rep | Dealing in securities | 2012-01-06 | 2013-07-04 | RO | Leveraged foreign exchange trading | 2013-02-21 | 2013-07-04 |
| 6 | HGNH International Forex Co., Limited | RO | Leveraged foreign exchange trading | 2014-04-04 | 2015-08-05 |
| 7 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2013-12-19 | 2014-05-12 | RO | Dealing in futures contracts | 2014-05-12 | 2015-08-05 |
| 8 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-02-07 | 2015-08-05 |
| 9 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-13 | |
| 10 | Hong Kong Main Fund Securities Limited | RO | Dealing in securities | 2023-04-24 | |
| 11 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-25 | 2005-01-05 | Rep | Leveraged foreign exchange trading | 2005-04-04 | 2009-07-18 |
| 12 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2005-01-05 | Rep | Dealing in futures contracts | 2005-04-04 | 2009-07-18 |
| 13 | Zhongpu International Futures CO., Limited | RO | Dealing in futures contracts | 2019-05-23 | 2022-07-28 | RO | Dealing in securities | 2021-08-16 | 2022-07-28 |
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