Shum, Sammy Ngan 沈顏

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-05-25 2021-03-18
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2004-05-25 2021-03-18
Rep Leveraged foreign exchange trading 2004-08-26 2019-10-16
Rep Advising on securities 2010-11-17 2021-03-18
3 I Win Asset Management Limited Rep Advising on securities 2021-09-09
Rep Asset management 2021-10-06
4 I WIN SECURITIES LIMITED Rep Dealing in securities 2021-09-09 2021-11-17
RO Dealing in securities 2021-11-17
5 iBest Investment Services Limited Rep Leveraged foreign exchange trading 2017-07-26 2019-01-25

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