Shum, Sammy Ngan 沈顏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-11-17 | 2021-03-18 | I Win Asset Management Limited | Rep | 2021-09-09 |
| 2 | I Win Asset Management Limited | Rep | Asset management | 2021-10-06 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-25 | 2021-03-18 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-25 | 2021-03-18 | I WIN SECURITIES LIMITED | Rep | 2021-09-09 | 2021-11-17 | I WIN SECURITIES LIMITED | RO | 2021-11-17 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-26 | 2019-10-16 | iBest Investment Services Limited | Rep | 2017-07-26 | 2019-01-25 |
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