Shum, Sammy Ngan 沈顏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | I Win Asset Management Limited | Rep | Advising on securities | 2021-09-09 | Rep | Asset management | 2021-10-06 |
| 2 | I WIN SECURITIES LIMITED | RO | Dealing in securities | 2021-11-17 |
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