Sit, Kwok Ping 薛國平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-12 | Rep | Advising on futures contracts | 2013-01-02 | 2019-07-02 | Rep | Advising on futures contracts | 2019-08-21 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-09-12 | 2017-10-02 | Rep | Advising on securities | 2013-01-02 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-15 | 2012-09-05 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-15 | 2012-09-05 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-23 | 2009-05-09 |
| 6 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-03-23 | 2009-05-09 |
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