So, Lok Tin 蘇樂天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-01-05 | 2013-04-19 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-01-05 | 2013-04-19 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-29 | 2015-01-14 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-29 | 2015-01-14 |
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