Tang, Nick Chi Yuen 鄧智遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Automated trading services | 2003-10-06 | Rep | Dealing in futures contracts | 2013-03-07 | RO | Dealing in futures contracts | 2013-03-07 | 2014-02-08 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2013-03-07 | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2014-02-08 | RO | Dealing in securities | 2013-03-07 | 2014-02-08 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2018-01-04 | 2018-01-18 | RO | Advising on futures contracts | 2018-01-18 | 2019-07-31 | RO | Dealing in futures contracts | 2018-01-18 | 2019-07-31 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2018-01-04 | 2018-01-18 | RO | Advising on securities | 2018-01-18 | 2019-07-31 | RO | Dealing in securities | 2018-01-18 | 2019-07-31 |
| 5 | Monex Boom Securities (H.K.) Limited | RO | Dealing in securities | 2014-05-14 | 2017-10-16 | RO | Dealing in futures contracts | 2016-06-03 | 2017-10-16 |
| 6 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2019-04-29 | 2019-07-31 |
| 7 | Win Securities Limited | RO | Dealing in securities | 2014-05-14 | 2017-10-16 |
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