Tang, Siu Tong (SFC:AEM921) 鄧兆堂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-09-29 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-09-29 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-10-06 | |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-10-06 | |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-10-06 | |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-08 | |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-04-08 | |
| 10 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-01-29 | 2009-08-03 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2019-10-16 |
| 12 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
| 13 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-27 | |
| 14 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-27 |
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