To, Ting Fung 杜霆鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Securities Limited | Rep | Dealing in securities | 2017-10-06 | 2019-01-11 |
| 2 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2017-10-06 | 2019-01-11 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-01-30 | 2020-01-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-01-30 | 2020-01-01 |
| 5 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-09-01 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-29 | 2017-09-01 | Rep | Leveraged foreign exchange trading | 2011-10-24 | 2017-09-01 | Rep | Dealing in securities | 2020-05-15 | 2022-04-01 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2011-12-14 | 2017-09-01 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-29 | 2017-09-01 | Rep | Dealing in futures contracts | 2020-05-15 | 2022-04-01 |
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