Tse, Yu Hung 謝宇雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | 2012-06-22 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-06-28 | 2010-03-07 | Rep | Leveraged foreign exchange trading | 2006-06-28 | 2010-03-07 | Rep | Dealing in securities | 2010-09-30 | 2012-06-22 | Rep | Leveraged foreign exchange trading | 2010-11-19 | 2012-06-22 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | |
| 4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2010-03-24 | 2010-08-02 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2010-03-09 | 2010-08-02 |
| 6 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-02 | Rep | Advising on securities | 2004-01-02 | Rep | Asset management | 2004-01-02 | Rep | Dealing in securities | 2004-01-02 |
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