Tsui, Cheung On 徐祥安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-11-17 | Rep | Advising on securities | 2020-11-17 | Rep | Asset management | 2020-11-17 |
2 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2016-08-22 | 2019-11-30 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-21 | 2014-03-10 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-24 | 2023-07-20 | Rep | Leveraged foreign exchange trading | 2011-06-03 | 2014-03-19 | Rep | Advising on securities | 2016-08-22 | 2020-06-11 |
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