Tung, Yim 董艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-03-10 | 2022-08-11 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2021-03-10 | 2022-08-11 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Automated trading services | 2003-10-06 | Rep | Dealing in futures contracts | 2021-02-11 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2021-02-11 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2022-08-12 | |
| 6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-08-12 |
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