Wong, Ka Man (SFC:AGH379) 王加文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-06-15 | |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-06-15 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Automated trading services | 2003-09-26 | Rep | Dealing in futures contracts | 2022-12-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Automated trading services | 2003-09-26 | Rep | Dealing in securities | 2022-12-30 | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2019-11-19 | Rep | Advising on securities | 2022-12-13 | 2022-12-30 |
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