Wu, Kwok Leung 胡國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2017-09-21 | 2018-02-01 | RO | Asset management | 2017-09-21 | 2018-02-01 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-25 | 2014-05-01 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2009-02-16 | 2014-05-01 |
4 | iBest Consultants Limited | RO | Dealing in futures contracts | 2014-12-03 | 2015-06-02 | RO | Advising on securities | 2014-12-03 | 2016-05-15 | RO | Dealing in securities | 2014-12-03 | 2016-05-15 |
5 | Original Asset Management Limited | Rep | Advising on securities | 2020-09-25 | 2020-10-07 | Rep | Asset management | 2020-09-25 | 2020-10-07 | RO | Advising on securities | 2020-10-07 | 2022-01-31 | RO | Asset management | 2020-10-07 | 2022-01-31 |
6 | Original Group Securities Limited | RO | Dealing in securities | 2020-10-07 | 2022-01-31 |
7 | Red South Investment Management Limited | Rep | Advising on securities | 2018-04-23 | 2018-06-11 | Rep | Asset management | 2018-04-23 | 2018-06-11 | RO | Advising on securities | 2018-06-11 | 2018-12-07 | RO | Asset management | 2018-06-11 | 2018-12-07 |
8 | SDHG International Asset Management Limited | Rep | Advising on securities | 2019-01-23 | 2019-03-12 | Rep | Asset management | 2019-01-23 | 2019-03-12 | Rep | Advising on corporate finance | 2019-03-12 | 2020-07-03 | RO | Advising on futures contracts | 2019-03-12 | 2020-07-03 | RO | Advising on securities | 2019-03-12 | 2020-07-03 | RO | Asset management | 2019-03-12 | 2020-07-03 |
9 | ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2022-03-07 | RO | Asset management | 2022-03-07 |
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