Wu, Lap Heung 胡腊香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in futures contracts | 2017-06-30 | Rep | Dealing in futures contracts | 2020-05-18 | 2021-02-11 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in securities | 2017-06-30 | Rep | Dealing in securities | 2020-05-18 | 2021-02-11 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-12-31 | 2019-05-22 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-31 | 2019-05-22 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-12 | 2018-12-17 | Rep | Dealing in securities | 2017-07-12 | 2018-12-17 |
| 6 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-10-08 | 2019-10-16 | Rep | Dealing in securities | 2019-10-08 | 2019-10-16 |
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