Wu, Lap Heung 胡腊香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-24 | |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-09-24 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-09-24 | |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-24 | |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-09-24 | |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-09-24 | |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-09-24 | |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-30 | |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-30 | |
10 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-12 | 2018-12-17 |
11 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-07-12 | 2018-12-17 |
12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-12-31 | 2019-05-22 |
13 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-31 | 2019-05-22 |
14 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-10-08 | 2019-10-16 |
15 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-10-08 | 2019-10-16 |
16 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-18 | 2021-02-11 |
17 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-05-18 | 2021-02-11 |
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