Yau, Leong Ming 邱亮鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in futures contracts | 2014-08-23 | Rep | Dealing in futures contracts | 2015-09-17 | 2021-03-05 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in securities | 2014-08-23 | Rep | Dealing in securities | 2015-09-17 | 2021-03-05 |
| 3 | JW Capital Limited (HK) | Rep | Asset management | 2014-09-18 | 2015-08-31 |
| 4 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-03-08 | |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-03-08 |
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