Yeung, Chi Wai (SFC:ABT728) 楊志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-11-14 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-11-14 | 2004-10-21 |
| 2 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-10-25 | 2006-09-08 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2012-02-15 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-03-11 | 2012-02-15 | Rep | Dealing in securities | 2009-11-30 | 2012-02-15 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2014-07-23 | 2022-07-22 | Rep | Dealing in securities | 2014-07-23 | 2022-07-22 |
| 6 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-07 | 2014-07-15 | Rep | Dealing in futures contracts | 2013-01-14 | 2014-07-15 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-29 | Rep | Asset management | 2003-10-29 | Rep | Dealing in futures contracts | 2003-10-29 |
| 8 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2022-08-25 | 2023-04-30 | Rep | Dealing in securities | 2022-08-25 | 2023-04-30 |
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