Yip, Yuk Lam 葉旭林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-12 | 2012-02-17 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-11-12 | 2009-11-17 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-11-12 | 2012-02-17 | Rep | Leveraged foreign exchange trading | 2009-11-12 | 2012-02-17 | Rep | Advising on securities | 2009-11-23 | 2012-02-17 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-10-16 | 2009-09-01 | Rep | Leveraged foreign exchange trading | 2009-03-10 | 2009-09-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-26 | 2009-09-01 | Rep | Advising on securities | 2008-10-16 | 2009-09-01 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-15 | 2014-03-31 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-03-15 | 2017-02-12 | Rep | Dealing in securities | 2012-03-15 | 2017-02-12 | Rep | Asset management | 2012-05-17 | 2017-02-12 | Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 | Rep | Advising on securities | 2017-02-13 | 2021-12-06 | Rep | Asset management | 2017-02-13 | 2023-03-15 | Rep | Dealing in futures contracts | 2017-02-13 | 2023-03-15 | Rep | Dealing in securities | 2017-02-13 | 2023-03-15 |
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