Yip, Yuk Lam 葉旭林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-26 | 2009-09-01 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-10-16 | 2009-09-01 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-16 | 2009-09-01 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-10 | 2009-09-01 |
5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-11-12 | 2009-11-17 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-12 | 2012-02-17 |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-11-12 | 2012-02-17 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-11-12 | 2012-02-17 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2009-11-23 | 2012-02-17 |
10 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-03-15 | 2014-03-31 |
11 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-03-15 | 2017-02-12 |
12 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-03-15 | 2017-02-12 |
13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2012-05-17 | 2017-02-12 |
14 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 |
15 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-02-13 | 2021-12-06 |
16 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2017-02-13 | 2023-03-15 |
17 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2023-03-15 |
18 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2023-03-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy