Yu, Kwok Fai (SFC:APG562) 楊國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-03-29 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-07 | 2018-03-29 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-04-16 | Rep | Advising on futures contracts | 2018-04-18 |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2018-04-18 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-16 | Rep | Advising on securities | 2018-04-18 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-21 | 2016-09-02 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-21 | 2016-09-02 | Rep | Leveraged foreign exchange trading | 2008-06-04 | 2016-09-02 |
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