Chan, Chin Kiu 陳展翹

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CGS International Securities Hong Kong Limited Rep Advising on securities 2013-06-07 2015-02-26
2 HAITONG INTERNATIONAL RESEARCH LIMITED Rep Advising on securities 2010-07-20 2013-05-22
3 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2020-09-24
Rep Dealing in securities 2020-09-24
4 UBS SECURITIES HONG KONG LIMITED Rep Automated trading services 2020-09-24
Rep Dealing in futures contracts 2020-09-24
Rep Dealing in securities 2020-09-24

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