Chan, Chin Kiu 陳展翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2013-06-07 | 2015-02-26 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-07-20 | 2013-05-22 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-09-24 | 2024-08-02 | Rep | Dealing in securities | 2020-09-24 | 2024-08-02 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2020-09-24 | 2024-08-02 | Rep | Dealing in futures contracts | 2020-09-24 | 2024-08-02 | Rep | Dealing in securities | 2020-09-24 | 2024-08-02 |
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