Hou, Lingzhong 侯凌中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Orient International Asset Management Limited | Rep | Advising on securities | 2016-03-03 | |
2 | China Orient International Asset Management Limited | Rep | Asset management | 2016-03-03 | |
3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-05-10 | 2012-06-30 |
4 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-07-25 | 2015-03-14 |
5 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2015-04-22 | 2016-02-16 |
6 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2015-04-22 | 2016-02-16 |
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